SEC

02 Adit Ventures Management LLC and its principals misrepresented the role and capabilities of AI systems in their investment processes to investors.

03 A U.S. federal judge approved Elon Musk’s $1.5 million settlement with the SEC over failure to timely disclose his Twitter stake.

04 The SEC is poised to unveil major crypto plans as the Clarity Act stalls.

05 Bitcoin just tanked below $10,000 after SEC says crypto exchanges must register with agency

06 The SEC charged three Toms River, New Jersey residents for their roles in an affinity investment fraud that raised approximately $47 million from more than 87 investors, who were primarily members of Orthodox Jewish communities.

07 Public companies can’t control financial products built around their stock.

08 Cryptocurrency has finally achieved legal certainty in the United States.

09 SKHL builds on Direxion's leadership in leveraged & inverse semiconductor ETFs.

10 The scheme raised around $22 million by... targeting hundreds of investors.

11 The SEC announced its proposal of new crypto asset rules to provide a framework for investment contracts involving digital assets.

12 Regulators and banks step up scrutiny of prediction markets.

13 SEC Expected to Change Quarterly Earnings Rule Despite Public Backlash

14 The SEC accuses Alexander Satsky of using nonpublic information about corporate acquisitions to execute profitable stock trades.

15 Recent regulatory actions represent a move toward clarity for crypto markets.

16 The goal is to make it easier for public firms, especially smaller ones, to raise money through a registered offering.

17 The firm’s deterioration resulted primarily from macroeconomic conditions beyond its control.

18 The Trump administration is considering plans for an independent regulator to vet the safety of AI models; the regulator would report to the SEC.

19 The SEC announced the agenda and panelists for its Sept. 17, 2026, roundtable on preparations for 24-hour trading.

20 The collapse was triggered by SEC subpoenas and heightened regulatory scrutiny.

21 Senate advances landmark crypto bill before heading on August recess

22 The defendants used AI-powered cold-calling and forged SEC filings to deceive retail investors.

23 The CFTC and SEC seek public comment to further clarify and harmonize derivatives product definitions.

24 Federal authorities prepare to charge a US serviceman and a KPMG employee with insider trading on prediction markets.

25 The SEC will convene a roundtable titled 'Rethinking the Rulebook: Modernizing the IPO Process'

26 A federal judge approved the SEC's $1.5 million settlement with Elon Musk despite expressing 'significant misgivings'.

27 Andrew Spaventa and three entities he owned and controlled defrauded retail investors of $74 million through unregistered securities offerings of private funds that purportedly invested in pre-IPO technology and AI companies.

28 The SEC is set to exempt certain token offerings from securities laws.

29 The SEC’s semiannual reporting proposal has drawn a groundswell of opposition from business groups and corporate finance leaders.

30 Senators Warren and Blumenthal worried Trump’s meme coin could be a 'rug pull.'

31 The CFTC and SEC seek public comment on harmonizing portfolio margining frameworks to improve capital efficiency and reduce systemic risk.

32 The SEC unveiled a new crypto regulatory plan to advance digital asset oversight.

33 OpenAI filed confidential SEC paperwork for an IPO.

34 The SEC proposed a conditional safe harbor from being deemed an investment contract for certain crypto token sales.

35 AI is becoming a new financial advisor.

36 Investors slammed the SEC plan to remove the best-price rule.

37 The SEC has ongoing work toward Treasury clearing implementation, with an update expected in August 2026.

38 The CFTC and SEC are seeking public input on data reporting frameworks to enhance transparency and risk monitoring in swap and security-based swap markets.

39 The SEC delayed a crypto regulation meeting.

40 The U.S. Securities and Exchange Commission fined Merrill Lynch $7.5 million for not flagging enough suspicious activity.

41 The SEC released a report to Congress highlighting policy recommendations from the 45th Annual Government-Business Forum on Small Business Capital Formation.

42 The SEC proposed new rules titled 'Regulation Crypto Assets' that would create a clear and fit-for-purpose framework for certain investment contracts involving crypto assets.

43 The SEC agreed to pay $150,000 in legal fees to end Coinbase's 2024 lawsuit seeking internal docs on the regulator's Biden-era crackdown on the crypto industry.

44 The SEC's new Regulatory Agenda marks a significant shift from the previous administration's focus on political ambitions like ESG.